News (5)
Press Releases
Steptoe Launches Financial Services University
Video Series to Explore Financial Services Legal, Business and Regulatory Matters
October 21, 2020
Publications (14)
Client Alerts
An Unwanted Sequel? CFTC Proposes to Require Swaps Entities and SDRs to Implement New Data Elements and Other Adjustments in Wake of Trade Reporting Re-write
January 9, 2024
By: Ryan Hayden, Stacie Hartman, Micah S. Green, Richard Shilts
Client Alerts
Expanding Its Regulatory Footprint: CFTC’s Oversight of Voluntary Carbon Credit Derivative Contracts Evolves with Proposed Guidance
December 22, 2023
By: Ryan Hayden, Stacie Hartman, Micah S. Green, Richard Shilts
Client Alerts
SEC Amicus Filing Proves Unfriendly to CFTC: Court Establishes Jurisdictional Clarity for Select Title VII Products
November 30, 2023
By: Ryan Hayden, Stacie Hartman, Micah S. Green, Coy Garrison, Richard Shilts
Client Alerts
CFTC Proposes to Codify SEF Confirmation No-Action Relief, Amend SEF Confirmation Timing Requirements
August 10, 2023
By: Ryan Hayden, Micah S. Green, Stacie Hartman, Richard Shilts
Resources (7)
Financial Services Group Advisory
Swap Dealers Face May 31 NFA Marketing Material Compliance Deadline
April 23, 2021
Financial Services Group Advisory
Key Takeaways: CFTC Issues No-Action Relief for FCM Treatment of Separate Accounts Under Rule 1.56
September 16, 2020
By: Stacie Hartman, Micah S. Green, Richard Shilts, Michael V. Dunn
Financial Services Group Advisory
Forecasting the CFTC's 2020 Agenda
January 23, 2020
By: Stacie Hartman, Micah S. Green, Daniel A. Mullen, Michael V. Dunn, Richard Shilts