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Legal Ease: Plain Talk on Legal Topics - Crossing the Pond

Non-US Brokers Need a US License to Solicit Business in the US
Leader's Edge
November 2016

Steptoe's Scott Sinder and John Fielding authored an article titled "Crossing the Pond" for a monthly column published in Leader's Edge magazine.  The article discusses requirements for UK brokers conducting business in the US and the need to have the appropriate licensure.