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The Necessity of Price Artificiality in Manipulation and Attempted Manipulation Claims
Charles R. Mills, Karen Dildei, Daniel A. Mullen, A. Hunter Hodges
September 1, 2017
Transatlantic Financial Services Developments
Simon Hirsbrunner
Summer 2017
Taxation of Financial Institutions
J. Walker Johnson
August 2017
Liquidity and Transparency in Natural Gas Markets
Monique Watson, Marc L. Spitzer
July 5, 2017
Four Regulatory Questions on US Equity Market Structure
Micah S. Green
June 26, 2017, TABB Forum
SEC Disgorgement Limits Should Apply to FERC and CFTC
Charles R. Mills, Daniel A. Mullen, Shaun Boedicker
June 9, 2017, Law360
The FX Global Code And Its Enforcement: What To Expect
Micah S. Green
May 22, 2017, Law360
DOL Publishes Proposal to Delay Fiduciary Rule
Kate Jensen, Melanie Nussdorf, Eric G. Serron, Scott A. Sinder
March 2, 2017
Presidential Actions Affect DOL's Fiduciary Rule and Other Financial Services Regulation
Melanie Nussdorf, Eric G. Serron, Scott A. Sinder, Kate Jensen
February 3, 2017
Derivatives Regulation - 2017 Cumulative Supplement
Charles R. Mills, Grace Kim
Wolters Kluwer
How Switzerland Can Prepare for Brexit
Simon Hirsbrunner
December 1, 2016, Der Bund
One Week Until the 2016 Election - Public Policy Implications
Jason Abel, James D. Barnette, Leslie A. Belcher, Elizabeth Hurley Burks, Christopher Caron, John T. Collins, R. Timothy Columbus, Michael V. Dunn, Luis G. Fortuño, Jessica Frend, Chelsea Gold, Micah S. Green, Kate Jensen, J. Bennett Johnston, N. Hunter Johnston, Douglas Kantor, Grace Kim, Lisa Mortier, Dianna M. Mullis, Darryl Nirenberg, Allison Nyholm, Eva Rigamonti, Robert Rizzi, Richard Shilts, Scott A. Sinder, Amanda Pedvin Varma, Carolyn Walsh, Philip R. West, Lisa M. Zarlenga
November 2, 2016
Data Portability under EU GDPR: A Financial Services Perspective
Philip Woolfson
October 20, 2016, Privacy Laws & Business
How the 2016 Election Will Affect Public Policy Developments - Part II
Jason Abel, James D. Barnette, Leslie A. Belcher, Elizabeth Hurley Burks, Christopher Caron, John T. Collins, R. Timothy Columbus, Michael V. Dunn, Susan G. Esserman, Luis G. Fortuño, Jessica Frend, Chelsea Gold, Micah S. Green, Kate Jensen, J. Bennett Johnston, N. Hunter Johnston, Douglas Kantor, Grace Kim, Lisa Mortier, Dianna M. Mullis, Darryl Nirenberg, Allison Nyholm, Meredith Rathbone, Eva Rigamonti, Robert Rizzi, Richard Shilts, Scott A. Sinder, Amanda Pedvin Varma, Carolyn Walsh, Philip R. West, Lisa M. Zarlenga
October 11, 2016
How the 2016 Election Will Affect Public Policy Developments
Jason Abel, James D. Barnette, Leslie A. Belcher, Elizabeth Hurley Burks, Christopher Caron, John T. Collins, R. Timothy Columbus, Michael V. Dunn, Susan G. Esserman, Luis G. Fortuño, Jessica Frend, Chelsea Gold, Micah S. Green, Kate Jensen, J. Bennett Johnston, N. Hunter Johnston, Douglas Kantor, Grace Kim, Lisa Mortier, Dianna M. Mullis, Darryl Nirenberg, Allison Nyholm, Eva Rigamonti, Robert Rizzi, Richard Shilts, Scott A. Sinder, Amanda Pedvin Varma, Carolyn Walsh, Philip R. West, Lisa M. Zarlenga
September 27, 2016
Systems Safeguards Testing Requirements Comparison
Richard Shilts, Stewart A. Baker, Micah S. Green, Michael V. Dunn, Chelsea Gold
September 13, 2016
How Supreme Court Precedent May Affect the CFPB’s Pre-Dispute Arbitration Proposal
Michael J. Baratz
September 7, 2016, Bloomberg BNA
Three Key Questions About US Treasury Market Reform
Micah S. Green
August 23, 2016, TABB Forum
Court Accepts FERC’s Fraud Theory and Confirms Defendants’ Discovery Rights in City Power Marketing
Charles R. Mills, Daniel A. Mullen, Natty Brower
August 16, 2016
Customer Due Diligence Guidance by FinCEN for Certain Financial Institutions
Jack Hayes, Stephen Heifetz, Ed Krauland, and Alexis Early
August 4, 2016
The Consequences of Brexit for UK and UK-Domiciled Foreign Banks
Simon Hirsbrunner, Daniella Terruso, and Algirdas Semeta
August 1, 2016
After Eight Months, an Update on the Blockchain Alliance
Jason M. Weinstein, Alan Cohn
July 26, 2016, Coin Center
FINRA Proposes US Treasury Market Regulatory Reporting Framework
Micah S. Green
July 26, 2016
Bitcoin Has an Image Problem – It’s Time to Change That
Jason M. Weinstein, Alan Cohn
July 19, 2016, The National Law Journal
Puerto Rico And The Importance Of Legislative History
Carolyn Walsh, Luis G. Fortuño
June 30, 2016, Law360
FX Global Code of Conduct May Raise Compliance, Disclosure Issues for Market Participants
Micah S. Green, Charles R. Mills
June 7, 2016
Senator Wyden Proposes New Regime for Taxation of Derivatives
Lisa M. Zarlenga, Micah S. Green
May 19, 2016
Securities Exchange Commission Votes to Publish Consolidated Audit Trail Plan for Public Comment
Micah S. Green, Grace Kim
April 27, 2016
Senate Agriculture Committee Passes CFTC Reauthorization Along Party Lines
Micah S. Green, Michael V. Dunn, Richard Shilts, Grace Kim
April 15, 2016
Treasury Department Extends Public Comment Period for Comprehensive US Treasury Market Structure RFI
Micah S. Green, John T. Collins
March 22, 2016
Are Bitcoin and Other Digital Currencies Securities?
Alan Cohn, James M. Hobbs, Jason M. Weinstein
February 12, 2016
NYDFS Cracks Down on 'Last Look'
Michael Campion Miller, Jason M. Weinstein
January 5, 2016
CFTC Adopts Proposed Cybersecurity Regulations
Stewart A. Baker, Michael V. Dunn, Micah S. Green, Grace Kim, Richard Shilts, Michael Vatis, Jason M. Weinstein
January 4, 2016
The Work Product Doctrine is Alive and Well
J. Walker Johnson and Cameron Arterton
December 29, 2015, Daily Tax Report
Merry Rising Interest Rates and a Happy SEF Year: 4 Reasons Why 2016 Will be the 'Year of the SEF'
Micah S. Green
December 24, 2015, TABB Forum
The CFTC’s New Enforcement Focus
Richard Shilts and Michael Dunn
December 14, 2015, Law360
Rep. Brady Introduces Two-Year Extenders Bill
Robert J. Kovacev, Aaron P. Nocjar, Lisa M. Zarlenga
December 8, 2015
The Role of Technology in Financial Markets Regulation
Matthew Kulkin and Jason Weinstein
December 7, 2015, Bloomberg BNA
Three Takeaways From the SEC's New Crowdfunding Rules
Kate Jensen
November 20, 2015, TABB Forum
Legal Ease: Plain Talk on Legal Topics - Unseen Danger
A New Definition of 'Swaps' Could Put Brokers and Their Clients in Peril
Scott A. Sinder, Micah S. Green, Carolyn Walsh, Richard Shilts
November 2015, Leader's Edge
SEC Adopts Crowdfunding Regulations
Scott A. Sinder, Jason Abel, Kate Jensen
October 30, 2015
FERC Furthers Its Regulatory Reach In Recent Enforcements
Daniel Mullen and A. Hunter Hodges
September 24, 2015, Law360

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