Industry Resources

In the following selected resources, we provide targeted, industry-specific information highlighting relevant and timely issues.

Resources for Financial Services

Customer Due Diligence Guidance by FinCEN for Certain Financial Institutions
Jack Hayes, Stephen Heifetz, Ed Krauland, and Alexis Early
August 4, 2016
OFAC Enforcement Involving NY Operations of Brazilian-Based Financial Institution
Jack Hayes, Ed Krauland, Lucinda Low, Meredith Rathbone, Guy Soussan, and Maury Shenk
November 6, 2015
SEC Adopts Crowdfunding Regulations
Scott A. Sinder, Jason Abel, Kate Jensen
October 30, 2015
New European Sanctions on Iran Target Insurance, Oil and Gas Goods and Services
Edward J. Krauland, Guy Soussan
August 3, 2010
New US, UN, and European Sanctions on Iran
Eric C. Emerson, Jack R. Hayes, Edward J. Krauland, Anthony Rapa
June 28, 2010
EU Competition Briefing - Three Months Of EU State Aid Policy And Practice In The Financial Markets
Yves Botteman
December 2008
EU Competition Briefing - Inquiry Reveals Complexity of Insurance Sector
Guy Soussan, Philip Woolfson
February 2007
Financial Crimes Enforcement Network
Department of the Treasury
March 4, 2002, Federal Register
International Law Advisory - UK Parliament Passes Anti-Bribery Reform Law
Tom Best, Edward J. Krauland, Lucinda A. Low