Blog Posts (5)
SDNY Blog
SEC Claims Cooperator Lied At Trial; Seeks To Up Penalty from $2,500 to $3 Million
May 16, 2016
SDNY Blog
Judge Rakoff Reluctantly Declines to Refer Defendant in SEC Civil Case for Criminal Perjury Prosecution
April 5, 2016
SDNY Blog
Judge Rakoff : “Conscious Avoidance” of Source of Stock Tip Can Result in Liability, Even After Newman Decision
December 29, 2015