Accessibility Statement

Publications

Record Spoofing Settlement Provides Guidance For Traders

Law360

November 15, 2019

Authors

Matthew B. Kulkin, Charles R. Mills

Overview

Steptoe partners Matt Kulkin and Charley Mills co-authored an article titled "Record Spoofing Settlement Provides Guidance For Traders" for Law360. The article, published November 15, discusses how the Tower Research Capital LLC settlements provide insight into the increasing coordination between the Department of Justice and the Commodity Futures Trading Commission in spoofing investigations.

Professionals

Matthew Kulkin
Matthew B. Kulkin
Matthew Kulkin, co-chair of Steptoe's Financial Services Group, is a former Commodity Futures Trading Commission (CFTC) division director who advises financial market participants on a wide array of...

Partner

Financial Services, Blockchain & Cryptocurrency, Capital Markets/Securities, Government Affairs & Public Policy

Charles R. Mills
Charley Mills counsels and represents licensed market intermediaries, traders, and end users (hedgers) in the derivatives, commodities, and securities markets. His practice focuses on enforcement...

Partner

Energy, Financial Services, Securities Enforcement

Practices

Capital Markets/Securities

Financial Services

Press Releases Assistant US Attorney Ashwin J. Ram Joins Steptoe's White-Collar Practice in Los Angeles January 15, 2020 Press Releases Steptoe Wins Three Law360 'Practice Group of the Year' Awards January 13, 2020 Publications Attorney Convictions in New York January 9, 2020
Press Releases Chemicals and Life Sciences Partner Dennis Raglin Joins Steptoe in Los Angeles January 7, 2020 Press Releases Steptoe Announces Promotions January 2, 2020 Client Alerts US-China Phase One Trade Agreement: Key Provisions, Next Steps and Open Issues December 20, 2019 Client Alerts UK Breakaway: A Brexit Guide for Retailers December 18, 2019 Press Releases Law360 Names Alan Cohn an MVP in Fintech December 16, 2019 Press Releases The Hill Names Barnette, Kantor, Nirenberg to Top Lobbyists List December 12, 2019 Client Alerts 2019 Year-End Individual Planning Considerations December 10, 2019 Press Releases Steptoe Receives Washington Council of Lawyers' 2019 Law Firm Award December 9, 2019 Publications Key Takeaways From CFTC's Compliance Officer Guidance December 5, 2019

View More

We use cookies on this website to improve the user experience. For more information about how we use cookies and how to change your cookie settings, please see our Cookies Policy. For information about the categories of personal information we collect from visitors to this website and the purposes for which that information is used, visit our Privacy Policy.