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Publications

Record Spoofing Settlement Provides Guidance For Traders

Law360

November 15, 2019

Authors

Matthew B. Kulkin, Charles R. Mills

Overview

Steptoe partners Matt Kulkin and Charley Mills co-authored an article titled "Record Spoofing Settlement Provides Guidance For Traders" for Law360. The article, published November 15, discusses how the Tower Research Capital LLC settlements provide insight into the increasing coordination between the Department of Justice and the Commodity Futures Trading Commission in spoofing investigations.

Professionals

Matthew Kulkin
Matthew B. Kulkin
Matthew Kulkin, co-chair of Steptoe's Financial Services Group, is a former Commodity Futures Trading Commission (CFTC) division director who advises financial market participants on a wide array of...

Partner

Financial Services, Blockchain & Cryptocurrency, Capital Markets/Securities, Government Affairs & Public Policy

Charles R. Mills
Charley Mills counsels and represents licensed market intermediaries, traders, and end users (hedgers) in the derivatives, commodities, and securities markets. His practice focuses on enforcement...

Partner

Energy, Financial Services, Securities Enforcement

Practices

Capital Markets/Securities

Financial Services

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