Overview
Event Details
Join Alexandra Scheibe, Ryan Hayden, and Dan Mullen, members of Steptoe's Financial Innovation and Regulation and Energy groups, in Chicago on Tuesday, October 1 for an interactive roundtable presentation on legal, regulatory, and business considerations for new entrants in the swap and security-based swap markets.
Don't miss this opportunity to enhance your knowledge, learn about OTC derivatives trading and its regulation, and network with your Chicago-based peers. Key information will be provided for those considering entry into the OTC derivative markets and for those supporting existing trading desks.
Topics for discussion include:
- Defining a "Swap" and "Security-Based Swap" Transaction
- Understanding US Swap and Security-Based Swap Market Regulation
- Market Insights: Advantages to Trading OTC Products
- Netting Your Risk with Trading Documentation
- Registering a Swap Dealer and Security-Based Swap Dealer
- Avoiding Regulatory Pitfalls
Legal, compliance, business development leads and senior-level sales, trading and clearing personnel will benefit from our insights on transacting in swap markets regulated by the CFTC and SEC.
A cocktail reception will follow the presentation. Please use the button below to secure your seat today as space is limited.
Please contact events@steptoe.com if you are interested in registering for this event.
Date: Tuesday, October 1, 2024
Time: 4:00 p.m. - 5:00 p.m. CT
A cocktail reception will follow.
Location: Steptoe's Chicago Office (227 West Monroe Street, Suite 4700, Chicago, IL 60606)
Steptoe Speakers:
- Alexandra Scheibe, Partner in Steptoe's Financial Innovation and Regulation group
- Ryan Hayden, Of Counsel in Steptoe's Financial Innovation and Regulation group
- Dan Mullen, Chair of Steptoe's Energy group
CLE Credit:
Steptoe is an accredited CLE provider in California, Illinois, New York, and Texas and is pleased to offer the following credit for participation in this event. If you are seeking credit in other jurisdictions, please make a note in your registration form and we’ll apply on your behalf.
- California: This program is approved for 1.0 hour of CLE credit. No credit may be claimed for required MCLE in legal ethics, recognition and elimination of bias in the legal profession, implicit bias, and competence issues.
- Illinois: This program is approved for 1.0 hour of general CLE credit.
- New York: This program is approved for 1.0 hour of CLE credit including 1.0 hour in areas of professional practice. The content and format are suitable for both newly admitted and experienced attorneys.
- Texas: This program is approved for 1.0 hour of General MCLE credit.
