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Publications | March 28, 2022

Broker-Dealer Arbitration

Business and Commercial Litigation in Federal Courts

Authors

Leah M. Quadrino, Michael Campion Miller

Overview

Steptoe's Leah Quadrino and Michael Miller co-authored a chapter on Broker-Dealer Arbitration for the Fifth Edition of Business and Commercial Litigation in Federal Courts.

The chapter provides a comprehensive overview of FINRA's broker-dealer arbitrations in the US, including a discussion of the FINRA regulatory framework, threshold jurisdictional issues, and hands-on strategic advice for practitioners. 

Professionals

Leah M. Quadrino
Leah M. Quadrino is an accomplished litigator and trial lawyer, representing plaintiffs and defendants in business and intellectual property disputes across a variety of global industries, including...

Partner

Commercial Litigation, Trade Secrets, Insurance & Reinsurance, Professional Liability

Michael Campion Miller
Michael Campion Miller
Mike Miller is a highly experienced trial lawyer and appellate advocate.Mike represents clients from the United States and abroad in white-collar criminal investigations and prosecutions, internal...

Partner

Commercial Litigation, White-Collar Defense, Professional Liability, Independent & Internal Investigations

Practices

Commercial Litigation

Financial Services

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