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Regulatory & Legislative » Financial Services

Financial Regulatory Compliance & Policy

Financial Services Group Advisory House Agriculture Committee Publishes Bipartisan Discussion Draft to Reauthorize the Commodity Futures Trading Commission October 28, 2019 Financial Services Group Advisory SEC Finalizes Best Interest Standard For Brokers, Related Disclosure Requirements, And Issues Interpretations Under The Advisers Act June 12, 2019 In Memoriam: John L. Jacobus